Are you ready to kickstart your career in compliance? In this dynamic role, you’ll play a crucial part in supporting our compliance efforts by managing data to monitor the day-to-day activities of our advisors and registered representatives. Your essential duties will include auditing data feeds for accurate reporting and tackling data errors to resolve any issues that arise. In a fast-paced, ever-changing regulatory environment, we’re seeking a self-motivated individual who embraces change and thrives on proactive problem-solving. If you’re eager to learn, grow, and make a meaningful impact, we want to hear from you!
What You’ll Do
Manage and troubleshoot data errors and updates to keep our surveillance system running smoothly
Assist with maintaining active data feeds for personal trading accounts
Support audits of the surveillance systems files
Take charge of compliance projects like a boss! We need someone who can drive these initiatives independently.
Support other compliance teams as assigned. Collaboration is key, and we’re all about teamwork!
Experience You’ll Bring
Self-starter and have interest in compliance and data management
Ability to work independently and take ownership of projects
Exceptional problem determination skills with a high attention to detail
Ability to gain knowledge and understanding of compliance requirements and regulations
Confident, professional and articulate written and verbal communication skills
Bonus Points
Completed coursework in business administration, data analytics, business transactions, or other related topics
Experience & interest in data analytics
What You’ll Get
Access to an on-site café and gym
Continuous personal and professional development opportunities
Recognition for hard work & exemplary performance
Employee sponsored events…and more!
Who We Are
Advisors Excel is a fast paced, innovative company that seeks to service independent financial advisors in a multitude of areas within their business. From operational functions to sales and marketing, our end goal is to help continually grow advisors’ businesses nationwide. We thrive on watching them succeed. Not only does AE want to see the success of our advisors, but also our employees. We have high expectations from them to continually move our business forward. We are on the hunt for positive people who thrive on hard work and in a collaborative team environment. If this sounds like you, then what are you waiting for? We want you to join our team!
Advisors Excel is an Equal Employment Opportunity Employer. Everyone is welcome here – as an inclusive workplace, our employees are always comfortable bringing their true selves to our offices daily.
Seniority level
Internship
Employment type
Internship
Job function
Information Technology
Industries
Financial Services
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