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August 20 IAC Meeting Highlights
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CFTC, SEC Request Input on Portfolio Margining Harmonization
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CFTC Issues Advisory on Self-Certifying Incentive Programs for Prediction Markets
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CFTC, SEC Seek Public Input on Swap Data Reporting
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Holding Wrongdoers Accountable
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CFTC, SEC Invite Comments on Derivatives Definitions
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Whistleblower.gov
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CFTC, SEC Request Input on Portfolio Margining Harmonization
Comment period ends August 31. Go to Regulations.gov
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CFTC Issues Advisory on Self-Certifying Incentive Programs for Prediction Markets
CFTC’s Division of Market Oversight issued an advisory reminding designated contract markets of their obligations when self-certifying market-maker, liquidity, trading, or incentive programs under Regulations 40.5 and 40.6.
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CFTC, SEC Seek Public Input on Swap Data Reporting
Comment period ends August 24. Go to Regulations.gov
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Holding Wrongdoers Accountable
CFTC charges Goliath Ventures Inc. and CEO with $400 million fraud scheme.
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CFTC, SEC Invite Comments on Derivatives Definitions
Comment period ends August 24. Go to Regulations.gov
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Latest News
The CFTC today published a Joint Final Rule with the SEC further extending the compliance date for the…
The CFTC today announced an order filing and settling charges against Gabriel Perez for misappropriating…
Yesterday, the CFTC held the inaugural meeting of its Innovation Advisory Committee in Washington, D.C. The…
The CFTC today published a Notice of Proposed Rulemaking seeking public comments on proposed amendments to…
Innovation at the CFTC
Promoting an approach that encourages innovation while preserving core protections against fraud, manipulation, and systemic risk.
CFTC-SEC Harmonization
Strengthening the regulatory framework of U.S. financial markets where the CFTC and SEC coordinate seamlessly, reduce duplicative regulation, and provide markets with the clarity they deserve.
Commitments of Traders
A breakdown of each Tuesday's open interest for markets; in which 20 or more traders hold positions equal to or above the reporting levels established by the CFTC.
Public Comments
Comments on Commission rulemaking proposals and other requests for public input may be submitted and reviewed online.
